Privacy Policy
Privacy Policy
PRIVACY NOTICE (Regulation S-P)
KRD WEALTH MANAGEMENT, LLC
Pursuant to Regulation S-P adopted by the Securities and Exchange Commission, it is the policy of KRD Wealth Management, LLC (“KRD Wealth Management”) to keep confidential nonpublic personal information (“information”) pertaining to each current and former client (i.e., information and records pertaining to personal background, investment objectives, financial situation, investment holdings, account numbers, account balances, etc.) unless KRD Wealth Management is (1) previously authorized by the client to disclose information to individuals and/or entities not affiliated with KRD Wealth Management, including, but not limited to the client’s other professional advisors and/or service providers (i.e., attorney, accountant, insurance agent, broker-dealer, investment advisor account custodian, etc.); (2) required to do so by judicial or regulatory process; or (3) permitted to do so in accordance with the parameters of Regulation S-P. The disclosure of information contained in any document completed by the client for processing and/or transmittal by KRD Wealth Management in order to facilitate the commencement/ continuation/ termination of a business relationship between the client and nonaffiliated third party service provider (i.e. broker-dealer, investment adviser, account custodian, insurance company, etc.), including information contained in any document completed and/or executed by the client for KRD Wealth Management (i.e., advisory agreement, client information form, etc.), shall be deemed as having been automatically authorized by the client with respect to the corresponding nonaffiliated third party service provider. Each individual and/or entity affiliated with KRD Wealth Management is aware of its privacy policy and has acknowledged his/her/its requirement to comply with same. In accordance with KRD Wealth Management’s privacy policy, each such affiliated individual and/or entity shall have access to information to the extent reasonably necessary for KRD Wealth Management to perform its services for the client, and to comply with applicable regulatory procedures and requirements. Should you have any questions regarding the above, please contact Allen Kutchins at (847) 278-4335.
KRD Wealth Management is committed to your privacy and retaining your trust. We respect your right to keep your personal information confidential and to avoid unwanted solicitations. We collect nonpublic personal information about you that is provided by you, or obtained by us with your authorization, in connection with providing tax and financial services to you. We do not disclose any nonpublic personal information obtained in the course of our practice except as required or permitted by law. Permitted disclosures include, for instance, providing information to assist us in providing services to you, such as obtaining a bank loan or mortgage. In all situations, we stress the confidential nature of information being shared.
We retain records relating to professional services that we provide so that we are better able to assist you with your professional needs and, in some cases, to comply with professional guidelines. In order to guard your nonpublic personal information, we maintain physical, electronic, and procedural safeguards that comply with our professional standards.
Please call if you have any questions, because your privacy, your trust and our ability to provide you with quality financial services are very important to us.